Inventions Subject to Security and Secrecy

Dear readers,  welcome to the last post about patentable inventions. Before starting this specific article on inventions subject to security and secrecy, let us once look back to the complete picture. According to the  Patents Act, 1970 a product or process is patentable if it meets certain defined requirements. Further, the Act defines what are not inventions or not patentable. It also has a provision to deny patent for national security and secrecy reasons. An inventor needs to be aware of all these provisions while assessing patentability of his work. Looking at Figure 1 below one can get a  simple yet complete view covering all these provisions.

Figure 1: Patent – What to Meet and What to Avoid

Explanation of the first two areas (green and amber blocks in Figure 1) are part of the following articles:

  1. Idea, Invention and Patent
  2. What Are Not Patentable? (Part 1)
  3. What Are Not Patentable? (Part 2)

In the current article we will see where the Patent Office can deny a patent to an otherwise patentable invention to protect national security and secrecy (red blocks in Figure 1). This provision prevents sensitive technologies from appearing in public domain.

Inventions related to atomic energy

The Patents Act prohibits patents to inventions relating to atomic energy [ref. 1]. This, in line with the Atomic Energy Act, 1962 [ref. 2], denies patent for inventions ranging from mining till disposal of atomic energy

Accordingly, for inventions potentially related to atomic energy, the Patent Office, advised by the Department of Atomic Energy (DAE), may deny to grant patents. Such decisions are final and one cannot appeal against them. The Central Government may also directly examine any patent application for this purpose. Every year the Patent Office send a good number of applications to the DAE for examination and deny patent for a part of these applications. Figure 2 below gives a glimpse of all such cases between 2010-11 and 2015-16 [ref. 3].

Figure 2: Statistics of Inventions Subject to Atomic Energy

Even if such an invention is granted a patent, the Central Government, on finding so, may direct the Patent Office to revoke the same [ref. 4]. However, as per the Act the Patent Office give the patentee an opportunity for hearing before revoking the patent.

It is noteworthy that the Indian patent law does not differentiate between atomic energy and atomic weapons; simply all inventions in the realm of radioactivity fall under this provision. An example is Merck & CIE’s medicine that was rejected for being related to atomic energy. Unlike India some countries like the USA separate innovations related to atomic weapons and not atomic weapons, and may grant patents for the latter group [ref. 5]. A few of these patents are example 1, example 2 etc.

A further checkpoint is in place under the act that prevents bypassing the Indian system and directly filing a foreign patent application [ref. 6]. A direct application to another country cannot happen without the Patent Office’s written permission [ref. 6]. Usually one has to first file a patent application with the Indian Patent Office.

Tips: Remember that atomic energy related inventions are not patentable in India. 

inventions subject to secrecy

Apart from the atomic energy related inventions there are restrictions for inventions relevant to defence purposes. Usually such inventions are not published and not granted patents until the Central Government examine them [ref. 7].

The Central Government notify the Patent Office through secrecy directions about such inventions and review relevance of certain types of inventions every six months [ref. 8]. These directives are not available to public but generally one can expect inventions related to weapons, war equipment, aircraft, unmanned aerial vehicle (UAV) etc. as some potential cases.

The Defense Research & Development Organisation (DRDO), on behalf of the Government, examine such patent applications for threat to the nation. The Patent Office grant or deny a patent based on this examination. None of the orders of the Central Government in this regard is questionable in any court on any ground whatsoever [ref. 9]. See Figure 3 below for those cases between 2010-11 and 2015-16 [ref. 3].

Figure 3: Statistics of Inventions Subject to Secrecy

As seen in the earlier section an Indian resident can apply outside India only if he has a written permission from the Patent Office or at least six weeks have passed from the time of application in India for the same invention [ref. 6]. The Patent Office can revoke a patent if a security threat is identified later [ref. 10].

In some instances the Central Government may choose to use such an invention for their own purpose any they may compensate the applicant [ref. 11].

Tips: Remember that inventions related to defence can be denied patents under the secrecy directions. 

summary

The Patent Act clearly defines the criteria for an invention to be patentable. The Act also identifies cases which are not inventions.  In this article we have seen that all inventions related to atomic energy are not patentable in India. Further, defence related inventions may be denied patents if the Central Government find their availability in the public domain may compromise national security. Knowing about these provisions of the act equips one with enough understanding to assess patentability of his invention.

Thank you all for showing interest in the articles published in this website. Please feel free to seek further clarifications, if you need so.

References:

The following sections/sub-sections of the Patents Act, 1970, except for the specific acts/reports mentioned where applicable:

  1. 4 – Inventions relating to atomic energy not patentable
  2. Sub-section 20 (1) of the Atomic Energy Act, 1962
  3. IP India Annual Reports
  4. 65 – Revocation of patent or amendment of complete specification on directives from Government in cases relating to atomic energy
  5. Section 151-160 of the (USA)  Atomic Energy Act of 1954
  6. 39 – Residents not to apply for patents outside India without prior permission
  7. 35 – Secrecy directions relating to inventions relevant for defence purposes
  8. 36 – Secrecy directions to be periodically reviewed
  9. 41 – Finality of orders of Controller and Central Government
  10. 40 – Liability for contravention of section 35 or section 39
  11. 37(2) – Consequences of secrecy directions

About the author: The author is a mechanical Engineering student trained in Intellectual Property Rights. Through this article he intends to share his learning about patent with those interested in patents.

Next Article: The next article will explain about the patent application rules and is likely to be available in June 2018.

What Are Not Patentable? (Part 2)

Let us start from where we left the previous article last month – part 1 of “What are not patentable“. We had seen a number of works which are not patentable under the Patents Act, 1970. Today we are going to see the remaining cases where one cannot obtain a patent.

AGRICULTURAL or hoRticultural methods

A method of agriculture or horticulture is not an invention [ref. 1]. For example, methods performed on an open field like tillage or seed sowing or methods like greenhouse farming are not patentable. Even if you find out a new form of cultivation or soil preparation, you cannot obtain a patent in India.  However, if you develop an automatic seed sowing machine, that may be patentable.

Tips: Agricultural methods are not patentable but agricultural machinery may be patentable.

medical treatment processes

According to the Patents Act “any process for the medicinal, surgical, curative, prophylactic diagnostic, therapeutic or other treatment of human beings or any process for a similar treatment of animals to render them free of disease or to increase their economic value or that of their products” is not an invention [ref. 2].

Confused with a lot of words? Simplifying it we can say that methods for human and animal treatment are not inventions and hence not patentable. For example, dosage of antibiotics or a method of vaccination or a surgical process is not patentable. It may be noteworthy that a new process for manufacturing a medicine is patentable but the medicine in itself is not.

However, this provision does not restrict any diagnostic device or instrument from a patent. For example,  Indian patent 237854 was granted for a device to detect antibodies to HIV and p24 antigen. But whether such cases count as a process or a device depends upon the decision of the patent examiner. The Patent Office may deny to issue a patent for a device merely replicating a well established treatment process.

Tips: Medical treatment methods are not patentable but it may be possible to earn a patent for a medical device. A new process for manufacturing a medicine is patentable but the medicine in itself is not.

Copyright vs. patent

A mathematical or business method or a computer programme or algorithm is not considered as an invention [ref. 3].

Accordingly, one cannot expect to get a patent for a new mathematical method to solve the Navier-Stokes equation. On the same ground Electronic Navigation Research Institute was denied patent for their method of calculating Chaos Theoretical Exponent value (CTEV) in 2013. This type of work would undoubtedly attract a lot of attention in scientific journals but patent is not the relevant recognition. Similarly, a business method like sales strategy is not patentable.

Computer programmes and algorithms are not patentable. For example, if IRCTC create a more efficient system for their online ticket booking system, that is a great improvement from the users’ perspective, but they cannot obtain a patent neither for the software programme nor for the algorithm. However, both can be protected under another form of intellectual property, i.e. copyright under the Copyright Act, 1957. Unlike India software is patentable in the USA and the European Union has also examined software patentability through a draft derivative. The WIPO provides a few useful tips when considering patent protection of software related inventions.

Other copyrightable works include a literary, dramatic, musical or artistic work or any other aesthetic creation including cinematographic works and television productions but these are not inventions [ref. 4].

Tips: You can protect computer programme, algorithm and various forms of artistic work as copyrights, not as patents.

MethodS

A mere scheme or rule or method of performing mental act or method of playing game is not considered an invention [ref. 5]. A method of playing a game such as solving a crossword puzzle is not patentable. This provision allows players to play games in all possible manners without any restriction. Imagine M. S. Dhoni patenting “helicopter shot” that prevents others from playing it! Seems funny, right?

A presentation of information is also not considered as an invention [ref. 6]. According to this provision any method of conveying information by either spoken words, symbols or visual display and recorded in a carrier is not patentable.

Tips: Methods of performing a mental act or playing a game, and presentation of information are not patentable.

Electronics integrated circuits

Topography (layout-design) of integrated circuits is not an invention [ref. 7]. Instead it can be protected under the Semiconductor Layout Designs Act, 2000.

traditional knowledge

Finally, traditional knowledge is not considered as an invention [ref. 8]. According to the Patents Act “an invention which in effect, is traditional knowledge or which is an aggregation or duplication of known properties of traditionally known component or components” is not an invention. However, any improvement to the traditional methods or processes may get a patent.

This completes identifying the works which are not inventions under the legal framework of India. We have seen that some of these can have different forms of protection under the legal provisions of copyrights, semiconductor design etc. We have also seen that slight differences exist in some countries for some of the cases we discussed. In the next article I intend to cover some inventions where the Indian Patent Office may deny a patent to ensure national security and defence secrecy. With that we will fairly complete our understanding about the determining factors for a patent.

References:

The following sub-sections of section 3 of the Patents Act, 1970:

  1. 3(h)
  2. 3(i)
  3. 3(k)
  4. 3(l)
  5. 3(m)
  6. 3(n)
  7. 3(o)
  8. 3(p)

About the author: The author is an experienced Mechanical Engineer and inventor.

Next article: Inventions Subject to Security and Secrecy. Expected during the second half of April 2018.

What Are Not Patentable? (Part 1)

Dear readers, in my previous article – “Idea, Invention and Patent” – I tried to draw a picture about what an invention is and what makes it patentable. I hope it was useful to some of you. It is time to develop the learning further to know what are not legally considered as inventions or what are not patentable despite appearing like inventions. To keep the amount of information simple and short I will cover the topic in two parts. All the information given here are within the framework of the (Indian) Patents Act, 1970. Unlike patentable inventions, some of these cases may not be so similar throughout the world. This article also talks about a few such key differences.

An Invention contradicting natural laws

Would you like to have a generator that gives electricity without burning fuel or consuming any other source of energy? No doubt, most of us may like to have one but at the same time we ourselves know that it is not to be. Such a device clearly violates the law of energy conservation that denies us free energy. Any product or process like this device, which cannot be proven with sound scientific methods and concept or that contradicts well established natural laws, is not considered as an invention [ref. 1]. Anyone can still challenge a natural law in other scientific forums, if there are enough reasons, but the patent office is possibly not the most relevant place for that.

Tips: Examine an idea early for a possible contradiction with any natural law. If you are not sure then ask others knowledgeable in the related area.

An invention Contrary to public welfare

According to the Patents Act a product or process is not an invention if its intended use could be contrary to public order or morality or which causes serious prejudice to human, animal or plant life or health or to the environment [ref. 2].

I believe this would appear logical to most of us. One should not expect to patent a bomb for mass destruction, which is a serious threat to human life. Products or processes that go against human morality, e.g. unethical cloning, are not inventions. However, there may be instances where products likely to fall into the above category have been granted patent, possibly when the positive aspects of the said invention are likely to outweigh the negative ones. For example, the Indian Patent Office granted patent no. 234015 for an improved explosive device for mining operations. In this case the intended use – mining, a positive intention with benefits – could have paved the way for this patent.

Tips: An invention in general should not be harmful to life or environment.

A scientific DISCOVERY is not patentable

Discovery of a scientific principle or the formulation of an abstract theory or discovery of any living thing or non-living substance occurring in nature is not an invention [ref. 3].

This prevents certain Mr. Issac Newton from holding his laws of motion with him for 20 years or Mr. Charles Darwin from patenting the many new species he discovered in the Galapagos islands. This intends not to restrict scientific knowledge with a few. By the way, I am no way suggesting that Newton or Darwin tried patenting their theories.

If you have discovered anything new, that is remarkable and surely adds value to scientific knowledge, but is not patentable. However, if you are the first to develop a product or process based on the new discovery, that may be patentable.

Tips: Mere discovery is not an invention but you can derive a patentable product or process out of it.

Living Beings are not inventions

We have seen that discovery of living beings is not an invention [ref. 3]. Not only limiting to discovery alone, the patent law generally restricts patenting of plants and animals [ref. 4]. It says – plants and animals in whole or any part thereof other than micro organisms but including seeds, varieties and species and essentially biological processes for production or propagation of plants and animals, are not inventions.

It is noteworthy that micro organisms are patentable (not the naturally occurring ones though). As part of the patent application process the subject micro organism is to be deposited for examination. The Budapest Treaty on the International Recognition of the Deposit of Microorganism ensures that a deposit at any recognised International Depositary Authority (IDA) is accepted by all the countries part of the treaty. This saves an applicant from depositing in every country he intends to file an application.

Unlike India, plants can be patented in some countries including the USA.

Tips: Plants and animals are not recognised as inventions but micro organisms are patentable. 

new form or use of a known substance

Discovery of a new form of a known substance is not recognised as an invention, unless it improves known efficacy (effectiveness) of the substance [ref. 5]. Suppose if you discover a form of bleaching powder that remains liquid in normal environment. It is not regarded as an invention. However, if the new form improves its disinfecting properties, it may be patentable.

Let us imagine another case – today you  are the first person to discover that the good old bleaching powder can remove tough stains and thus can be used for cleaning purpose too. Unfortunately it is not an invention as you have just discovered a new property/use for a known substance.

Similarly, mere use of a known process, machine or apparatus is not an invention, unless such known process results in a new product or employs at least one new reactant [ref. 5].

Tips: Mere discovery of a new form or use of a known substance or device is not patentable. However, that does not stop one from trying the new form or use in a novel product.

admixture and re-arrangements

A substance obtained by a mere admixture resulting only in the aggregation of the properties of the components thereof or a process for producing such substance is not patentable [ref. 6]. Imagine you have mixed common salt, pepper and sugar to have a mixture with all the respective tastes present. This mixture is not an invention. It can be if the mixture gives a fourth distinct taste.

Similarly, mere arrangement or re-arrangement or duplication of known devices each functioning independently of one another in a known way is not an invention [ref. 7]. For example, you have combined a known type of temperature sensor and pressure sensor to meet a particular demand. Here the two sensors are merely integrated into a single body but they perform their functions independently without affecting or being influenced by the other one. This is not patentable but if you can achieve the two functions from one single sensor, that may be patentable.

Tips: Mere admixture and rearrangement are not patentable. However, something unique in the product due to this change can make it patentable.

That is all for today. In the next part I will be back with some more interesting provisions including software, copyrightable works, medical treatment etc. Please use the comment box if you have any questions; we will get back to clear the doubts.

References:

Following sub-sections of section 3 of the Patents Act, 1970 (What are not inventions):

  1. 3(a)
  2. 3(b)
  3. 3(c)
  4. 3(j)
  5. 3(d)
  6. 3(e)
  7. 3(f)

About the author: The author is an experienced Mechanical Engineer and inventor.

Next article: What are not patentable (part 2). Expected during second half of March 2018.

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